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IB DP History Study Notes

20.7.7 The Bakumatsu Period in Japan (1853–1868)

The Bakumatsu era represents the tumultuous final chapters of the Tokugawa Shogunate, marked by a profound transformation in Japan’s political, social, and economic spheres.

Political Crisis

The political fabric of Japan was significantly challenged during the Bakumatsu period. This crisis led to the eventual dismantling of the Tokugawa Shogunate and the establishment of a new governance model.

  • Shogunate’s Weakening Authority: The once-dominant power of the Shogun was under threat from both internal and external forces, leading to a loss of control over the country.
    • Feudal Fragmentation: The autonomy of regional daimyo increased, with some pushing back against the Shogunate’s policies, thus fracturing the centralised power structure.
    • Discontent Among Samurai: Many samurai were dissatisfied with the Shogunate's handling of foreign intrusions, resulting in diminished loyalty and increased calls for reform.
  • Western Influence and Treaties: Western powers, particularly the United States, forced Japan to enter into treaties that were seen as unequal and detrimental to national sovereignty.
    • Convention of Kanagawa: The 1854 treaty with the United States, which opened up Japanese ports, was particularly controversial and symbolised the capitulation of the Shogunate to foreign pressures.

Social Crisis

The Bakumatsu period witnessed significant shifts in the social structure, leading to widespread unrest and a challenge to the established order.

  • Rise of Nationalistic Sentiments: The increasing presence of foreigners and the perceived weakening of the Shogunate spurred nationalistic movements, which advocated for the restoration of imperial rule.
  • Urbanisation and Cultural Shifts: The growth of cities and exposure to foreign merchants and ideas led to a cultural shift, where traditional norms were questioned and often clashed with modern influences.

Economic Crisis

Economically, the Bakumatsu period was characterised by turmoil, with the Shogunate struggling to maintain financial stability.

  • Impact of Foreign Trade: The forced opening of markets to Western nations led to a flood of foreign goods, which disrupted local economies and industries.
  • Financial Overextension: The Shogunate’s attempts to modernise the military and build infrastructure to counter Western influence led to significant financial strain.
    • Increased Taxation: To fund these efforts, the Shogunate increased taxes, which placed a heavy burden on the peasantry and contributed to widespread dissatisfaction.

Commodore Perry’s Expedition and the Opening of Japan

Commodore Perry’s arrival in Japan was a turning point, forcing the nation to confront its isolationist policies and sparking a chain of events that led to the Shogunate's collapse.

  • Technological Disparity: The sight of Perry’s modern, steam-powered ships was a stark demonstration of Japan’s technological lag, compelling the Shogunate to reassess its capabilities.
  • Negotiations and Treaties: The negotiations that followed Perry’s arrival resulted in several treaties that were unfavourable to Japan, increasing the public’s disillusionment with the Shogunate.

Fall of the Tokugawa Shogunate

The final years of the Bakumatsu period saw the Tokugawa Shogunate’s power crumble, leading to its eventual fall.

  • Political Maneuvering: Factions within Japan began to coalesce around the Emperor, using the imperial institution as a symbol for change and restoration of power.
  • Armed Conflict: Discontent escalated into armed conflict, with the Boshin War symbolising the physical struggle between the forces loyal to the Shogunate and those supporting the restoration of the Emperor.

Impact of Western Interaction

The forced interaction with Western powers had a profound and irreversible impact on Japanese society.

  • Cultural and Intellectual Exchange: Alongside trade came cultural exchange, which introduced new ideas about governance, society, and the role of Japan in the wider world.
  • Adoption of Western Technologies: Recognising their technological inferiority, Japanese leaders began to adopt Western technologies, especially in military and industrial sectors.

Repercussions for Japanese Society

The outcomes of the Bakumatsu period significantly altered the trajectory of Japanese society.

  • Transformation of Social Hierarchy: The rigid social structure of the Edo period was dismantled, leading to a more fluid society where merit and ability began to take precedence over hereditary status.
  • Economic Modernisation: The Meiji Restoration led to rapid economic modernisation, laying the foundation for Japan’s emergence as a major industrial power.

The Bakumatsu period was a time of intense transformation in Japan, as the nation grappled with the pressures of foreign encroachment and the need for internal reform. The political, social, and economic crises of the era precipitated the fall of the Tokugawa Shogunate and set the stage for the modernisation of Japan, an era that would see the country emerge as a global power.

FAQ

The Tokugawa Shogunate's economic policies, particularly in its later years, contributed significantly to its fall. The Shogunate's imposition of a national currency and the adoption of a gold standard destabilised the economy by causing severe inflation and a devaluation of paper money, which hit the samurai and peasant classes hard. Additionally, the costs associated with opening the country to foreign trade, modernising the military, and building new infrastructure to meet Western standards placed a heavy financial burden on the government. These economic hardships were a catalyst for widespread dissatisfaction with the Shogunate, leading to its eventual demise.

'Sonnō jōi', meaning 'Revere the Emperor, Expel the Barbarians', was a political philosophy and slogan that gained prominence during the Bakumatsu period. It became the rallying cry for those who opposed the Shogunate's policies towards Westerners and advocated for a restoration of imperial power. This ideology influenced politics by galvanising a broad coalition of anti-Shogunate factions, including radical samurai and court nobles, who sought to reassert the emperor's authority. This movement directly challenged the Shogunate's legitimacy and was a significant factor in the build-up to the Meiji Restoration.

The Namamugi Incident, also known as the Richardson Affair, occurred in 1862 when Charles Lennox Richardson, a British merchant, was killed by the retinue of Shimazu Hisamitsu for failing to pay proper respect. This incident led to the Anglo-Satsuma War, which resulted in the bombardment of Kagoshima. It significantly strained the relationship between Japan and the Western powers and demonstrated the Shogunate's inability to control the daimyo and protect foreigners. This weakness fuelled the movement to overthrow the Shogunate, as it highlighted the need for a centralised government capable of managing international relations and maintaining order.

The Boshin War, a civil war from 1868 to 1869, had profound consequences for Japan. It resulted in the overthrow of the Tokugawa Shogunate and the restoration of imperial rule under Emperor Meiji. The war marked the end of over 260 years of feudal governance and the beginning of the modernisation of Japan. It led to the centralisation of power, the abolishment of the feudal class system, and the establishment of a conscripted national army. These changes laid the foundation for Japan's rapid transformation into a modern state and its subsequent rise as an imperial power in Asia.

The Harris Treaty, signed in 1858, was instrumental in further opening Japan to international trade. Named after the American consul Townsend Harris, it allowed for the establishment of foreign consulates, lowered trade tariffs, and granted extraterritorial rights to Americans in Japan. This treaty marked a significant step in ending Japan's period of sakoku (national isolation) and was seen by many as another unequal treaty, further discrediting the Tokugawa Shogunate. It exacerbated the internal strife as it was seen as capitulation to foreign powers, fueling the discontent that contributed to the Shogunate's downfall.

Practice Questions

Evaluate the extent to which Commodore Perry's expeditions were responsible for the fall of the Tokugawa Shogunate.

Commodore Perry's expeditions signalled a crucial external pressure that expedited the fall of the Tokugawa Shogunate. His arrival unveiled Japan's technological inferiority and precipitated the signing of unequal treaties, which significantly undermined the Shogunate's authority. However, the Shogunate was already facing internal issues, including economic strain, social unrest, and the divisive influence of the daimyo. Therefore, while Perry's actions were a catalyst, the Shogunate's downfall was the result of a confluence of factors, both domestic and foreign. Perry's expeditions were pivotal but not solely responsible for the Shogunate's eventual collapse.

Discuss how the social changes during the Bakumatsu period influenced the political landscape in Japan.

During the Bakumatsu period, social changes deeply influenced Japan's political landscape. The erosion of the samurai class's financial and social standing, alongside the rise of the merchant class, led to a redistribution of influence and power. This shift undermined the Tokugawa Shogunate's feudal structure, as it relied on a rigid social hierarchy for control. Additionally, the introduction of Western ideologies catalysed the spread of reformist and nationalistic sentiments among the populace, who began to support the restoration of imperial rule. These social transformations provided the impetus for political upheaval, culminating in the Meiji Restoration.

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