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IB DP History Study Notes

20.7.6 Tokugawa Shogunate in Japan (1603-1868)

The Tokugawa Shogunate heralded a period of relative peace and stability in Japan, but its rigid societal structure and policies eventually sowed the seeds of discontent that led to its downfall.

Social Hierarchy and Order

Samurai Class

  • Status of Samurai: The samurai were the warrior nobility and occupied the highest social status, despite often facing financial hardship due to the stipend system.
  • Bushidō: The samurai were bound by the code of bushidō, which emphasized loyalty, martial arts mastery, and honor unto death.

Peasantry

  • Agricultural Production: Farmers were regarded highly in the hierarchy due to their role in producing food, yet they bore heavy tax burdens.
  • Land Policies: The Shogunate implemented land surveys to assess and increase tax revenue, which often led to peasant revolts.

Merchants and Artisans

  • Economic Contribution: Artisans and merchants contributed to the vibrant economy, with merchants gaining significant wealth, which conflicted with their low social status.
  • Guilds and Associations: These groups were organized into guilds, which controlled the prices and quality of goods.

Outcasts

  • Burakumin: At the bottom were the outcasts or Burakumin, who were often forced into undesirable occupations.

Economic Policies and Impact

Rural Economy

  • Rice as Currency: The economy was largely agrarian, with rice serving as the standard for wealth and taxes.
  • Land Redistribution: The Shogunate periodically redistricted the lands, rewarding loyal daimyōs and weakening potential rivals.

Urban Economy

  • Rise of Merchant Class: Commerce and moneylending flourished, leading to the rise of a wealthy but politically powerless merchant class.
  • Infrastructure Development: Roads and shipping routes were improved, promoting trade between regions.

Economic Hardship

  • Fiscal Policies: Samurai stipends were fixed and did not account for inflation, leading to economic difficulties.
  • Rural Poverty: Peasants often faced famine and high taxes, which led to numerous peasant uprisings.

Social Policies and Control

Control Mechanisms

  • Sankin-kōtai: Daimyōs were required to spend every other year in Edo, a policy that helped to control the daimyōs but also placed a financial burden on them.
  • Censorship and Education: The Shogunate controlled knowledge through censorship and Confucian-based education, reinforcing societal values.

Class Rigidity

  • Social Mobility: Movement between classes was strictly prohibited, which caused discontent among those at the lower end of the social spectrum.

Cultural Flourishing

Arts and Entertainment

  • Cultural Achievements: The Edo period saw significant achievements in literature, art, and theatre, with cultural forms like Kabuki and woodblock prints gaining popularity.
  • Popular Culture: The culture of the urban populace was rich and vibrant, with the proliferation of literature and entertainment suited to the tastes of commoners and the merchant class.

Education and Learning

  • Terakoya Schools: Education became more accessible through the establishment of terakoya (temple schools), leading to a relatively high literacy rate.
  • Rangaku (Dutch Learning): Interest in Western learning grew, particularly in medicine and technology, despite the national seclusion policy.

Discontent and the Seeds of Change

Social Discontent

  • Status Frustration: The lower warrior classes and peasants were frustrated with their economic hardships and the strict social hierarchy.
  • Cultural Discontent: As merchants and commoners became more educated, they began to question the rigid social order.

Economic Discontent

  • Financial Difficulties: The economic plight of the samurai and peasant classes, coupled with the visible wealth of the merchants, led to increased dissatisfaction with the Shogunate's policies.
  • Taxation and Unrest: Heavy and often corrupt taxation led to frequent and widespread peasant uprisings, which were harshly suppressed.

Intellectual and Political Discontent

  • Scholarly Debate: The inflexibility of the Shogunate faced criticism from scholars who were exposed to foreign ideas and technologies.
  • Political Opposition: The discontent among the ruling classes, particularly the tozama (outer) daimyōs, created factions opposed to the Shogunate.

External Pressures and Internal Crises

Foreign Relations

  • Isolationist Policies: Japan's sakoku policy of isolation was challenged by the increasing presence of Western ships near Japanese shores.
  • Western Demands: The arrival of Commodore Perry and the subsequent Kanagawa Treaty exposed the Shogunate's inability to repel foreign influence.

Final Strains

  • Bakumatsu Period: The final years of the Shogunate were marked by internal strife and the challenge of maintaining isolation in the face of Western encroachment.
  • Rise of Nationalism: The perceived weakness of the Shogunate led to a rise in nationalistic sentiments among the population, who sought to restore the Emperor to power.

The detailed examination of the Tokugawa Shogunate’s social structure, economic policies, and the resulting discontent provides a nuanced understanding of the period's complexity. It also offers insights into the historical context leading up to the major transformation during the Meiji Restoration. The Shogunate's attempts to maintain order and tradition in the face of inevitable social and economic changes underscore the tension that ultimately led to its collapse.

FAQ

The growth of urban centres like Edo, Osaka, and Kyoto under the Tokugawa Shogunate led to the development of a vibrant merchant class and a flourishing cash economy, which eroded the traditional agrarian-based feudal system. As cities grew, they became hubs of new ideas and the spread of 'Dutch Learning', which began to challenge the isolationist policies of the Shogunate. The wealth and influence of the urban merchant class, who were socially ranked below the samurai, created a discrepancy between wealth and social status, fostering social tensions and contributing to the questioning of the existing order.

The practice of Sankin-kōtai had significant cultural implications for Japan. As daimyōs were required to travel to and from Edo, they and their retinues contributed to the cultural exchange and diffusion across the country. The constant movement of people facilitated the spread of regional cultures, cuisines, dialects, and traditions, which became amalgamated in the melting pot of Edo. Moreover, the daimyōs, vying for prestige, patronised the arts, leading to cultural developments including literature, theatre, and the visual arts. This patronage and cultural exchange enriched the cultural tapestry of Japan significantly during the Tokugawa period.

The Tokugawa Shogunate had to contend with numerous environmental and geographic challenges that affected its stability and governance. Japan's mountainous terrain made transportation and communication difficult, necessitating the development of complex infrastructure like roads and post stations. Additionally, the country is prone to natural disasters such as earthquakes, tsunamis, and volcanic eruptions, which periodically devastated regions, causing loss of life, damaging infrastructure, and leading to famines. These natural disasters strained the Shogunate's resources and undermined its ability to maintain control, often exacerbating the economic and social unrest that characterised the late Tokugawa period.

The samurai played a pivotal but complex role in the Tokugawa economy. Traditionally warriors, the long peace of the Edo period saw many become bureaucrats or land stewards. Their stipends were paid in rice, tying their fortunes to the agricultural economy. However, as the price of rice fell and the economy monetised, many samurai fell into debt and poverty, making them a source of potential unrest. Their economic distress was a significant factor in the erosion of the Tokugawa system, as they sought to redress their socio-economic status, leading to their eventual support for the Meiji Restoration.

The policy of sakoku, or national seclusion, had a profound impact on Japan's economy and society. Economically, it limited foreign trade to select Dutch and Chinese merchants at Nagasaki, which protected domestic producers but also stifled economic innovation and trade opportunities. Socially, sakoku contributed to cultural and intellectual insularity, with the exception of "Dutch Learning" which allowed a limited flow of Western knowledge into Japan. While it preserved traditional Japanese culture and avoided colonial exploitation, sakoku also left Japan technologically behind compared to the West, contributing to its vulnerability in the late 19th century.

Practice Questions

Evaluate the impact of the Sankin-kōtai system on the daimyōs and their domains during the Tokugawa Shogunate.

The Sankin-kōtai system was a clever political manoeuvre that effectively neutralised the power of the daimyōs by forcing them to alternate residence between their domains and the capital, incurring substantial financial costs. While it curbed the risk of rebellion by keeping the daimyōs financially dependent on the Shogunate, it also created economic strain on their domains due to the need to maintain two households and the entourage’s travel expenses. Thus, although it fostered central control and cultural exchange, it inadvertently sowed financial discontent, contributing to the erosion of the Shogunate's power base.

Discuss the reasons why the Tokugawa Shogunate faced significant challenges to its authority in the 19th century.

The Tokugawa Shogunate faced challenges due to its rigid social hierarchy, financial instability, and external pressures. The inflexibility of the social structure caused unrest among the lower classes, especially with the rise of the economically powerful but socially lowly merchant class. Financially, the Shogunate and samurai class were burdened by a devalued rice currency and costly policies like Sankin-kōtai. Externally, the arrival of Commodore Perry and the forced opening of Japan revealed the Shogunate's vulnerability, leading to a loss of face and questioning of its legitimacy, spurring movements for restoration and reform.

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